As Regulatory Compliance Manager within our Risk & Regulatory team, Stephen advises financial services providers on risk, regulatory and compliance-related matters. Stephen provides pre-inspection assessments, supports clients throughout the regulatory engagement cycle and specialises in the design and implementation of risk and compliance frameworks.
Stephen has over 15 years’ experience working in the regulated financial services area with extensive knowledge of the Irish and International regulatory compliance environment, having managed insurance and reinsurance companies on behalf of large multinational organisations.
Stephen trained as an accountant before moving into captive insurance management and, in addition to risk and compliance management, has experience in audit, financial and management reporting. Stephen has also completed a Diploma in Risk, Internal Audit and Compliance with the Institute of Chartered Accountants. Stephen has fulfilled the role of Compliance Officer for reinsurance undertakings and was responsible for ensuring compliance with the Central Bank of Ireland’s Corporate Governance Code for Insurers. Stephen managed the transition to the Solvency II regime for a portfolio of insurance and reinsurance companies, including managing the ongoing monitoring and reporting requirements of the risk function.
Stephen is a keen golfer, an avid reader and enjoys listening to music and attending concerts.
Direct Dial +353 1 29333 201
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