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EisnerAmper Ireland | EisnerAmper Ireland | Insurance | Regulatory Compliance Services Ireland

EisnerAmper Global

Insurance Regulatory Compliance Services

We provide specialist Insurance Regulatory Compliance Services to help you meet your regulatory compliance and corporate governance requirements. 

The implementation of Solvency II and other developments across the regulatory landscape have led many (re)insurers to consider how they can best demonstrate the manner in which they satisfy their regulatory requirements in a cost-efficient and compliant manner.

At EisnerAmper Ireland, we design business and compliance solutions to support the business models of regulated entities. This is what we do everyday.

Given the increased focus on regulatory oversight and enforcement, many firms are reviewing their arrangements regarding risk management, regulatory compliance and corporate governance matters. Through a combination of expert advice and innovative RegTech solutions, we can help you identify and implement potential opportunities for enhancement, assist you with the development of your regulatory engagement strategy, and support the evolution and operating effectiveness of your system of governance to enable you to achieve demonstrable regulatory compliance.

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Specialist Insurance Regulatory Compliance services

Regulatory Advisory Services

  • Risk Mitigation Programme support
  • Assessment of risk management frameworks
  • Design & development of integrated risk & compliance frameworks
  • Design and implementation of compliance arrangements and the process required to identify, assess, monitor, report and advise on compliance matters
  • Training services on regulatory requirements
  • Authorisation application support services to (re)insurance undertakings

Compliance, Risk Management and Internal Audit Support

  • Outsourced provision of Compliance, Risk Management and Internal Audit functions
  • PCF-12 Head of Compliance, PCF-13 Head of Internal Audit and PCF-14 Chief Risk Officer role-holders
  • Support services to PCF role-holders (e.g. monitoring, testing and reporting)
  • Delivery of FinTech & RegTech solutions to Insurance / Reinsurance firm

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Dave Montgomery

Risk & Regulatory Partner

Dave was formerly the Deputy Head of Risk in the Central Bank of Ireland.  During his 12 years with the Central Bank, Dave established inspection teams and methodologies to supervise insurance and reinsurance firms and worked in banking sector regulation developing and implementing the Central Bank of Ireland’s regulatory risk appetite and risk assessment framework (PRISMTM).

A partner within the Firm’s Risk & Regulatory division, Dave advises financial services providers on risk, regulatory and compliance-related matters.  Dave provides authorisation application support to companies and investors, outsourcing solutions to operationalise compliance and risk function requirements, Pre-Approval Controlled Function support services, supports clients throughout the regulatory engagement lifecycle and specialises in the design and implementation of risk and compliance frameworks.

Contact
6 The Courtyard Building
Carmanhall Road
Sandyford
Dublin, D18 CA22
Ireland

Tel: +353 1 2933 459
L E

Tom Brennan

Risk & Regulatory Partner

As a Partner in the firm’s Risk & Regulatory division, Tom advises financial services providers on risk, regulatory and compliance-related matters.  Tom specialises in providing Pre-Approval Function support services, governance frameworks to comply with and enhance regulation, new regulations including GDPR and outsourcing of compliance reporting.

Many of these services are provided in conjunction with the firm’s technology solutions provider FinReg Global that provides a range of products to assist companies to prove demonstrable compliance with regulations, including Solvency II and Directors Compliance Statements.  Tom also has experience in setting up and managing MiFID, UCITS and AIFMD regulated entities and assisting clients navigating Central Bank of Ireland regulations.

Tom’s clients include financial service entities (including funds, investment firms and insurance companies), internationally based corporates and private equity clients setting up, operating and/or investing in and through Ireland.

Tom was previously CFO and Director of Mercer Ireland, a global financial services company providing pension, insurance, fund management, HR, investment and management consulting services. As CFO, Tom managed finance teams of over 50 staff and was responsible for all aspects of treasury and finance including the preparation of management and statutory accounts, regulatory returns and setting policies and procedures. In this role, Tom was responsible for annual revenues of €150m.

Contact
6 The Courtyard Building
Carmanhall Road
Sandyford
Dublin, D18 CA22
Ireland

Tel: +353 1 2934 209
L E

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