EisnerAmper Ireland | Risk & Regulatory Services | Financial Services | EisnerAmper Ireland Ireland

EisnerAmper Global

Risk & Regulatory

Our dedicated Risk & Regulatory team advises financial services providers on risk, regulatory and compliance-related matters. We deliver specialist Risk & Regulatory services that enable businesses to strengthen their risk management processes and to demonstrate regulatory compliance to their Boards and regulatory stakeholders.

Our specialist Risk & Regulatory team delivers specialist services that enable you to: 
  • Access and utilise industry leading compliance and regulatory expertise;
  • Enhance your compliance and risk management structures, policies and procedures;
  • Deliver on your regulatory preparedness projects;
  • Enhance Board-wide knowledge of specific regulations and regulatory expectations;
  • Achieve demonstrable regulatory compliance; and
  • Access flexible and scalable compliance resourcing solutions.

Risk & Regulatory Services

Governance & Board Support
  • Assessing governance structures against industry best practice;
  • Conducting Board effectiveness reviews & Board performance evaluations;
  • Individual effectiveness reviews & organisational effectiveness reviews;
  • Provision of Board Training including Board AML Training; and
  • Incorporating Fitness & Probity Standards and upcoming Regulations (SEAR).

Read more about our Governance & Board Support Services, here.

Compliance & Risk Support
  • Reviewing and developing Business Risk Assessments;
  • Reviewing and developing Risk Frameworks;
  • Developing Compliance Programmes, Plans & Calendars;
  • Defining Scope of Compliance Team;
  • Reviewing and developing Compliance Assurance & Monitoring;
  • Developing Compliance MI & Board Reporting;
  • Reviewing Compliance Policies;
  • Thematic Deep Dives;
  • Financial Crime/AML Monitoring and On-Boarding Checks;
  • Annual Business Risk Assessments;
  • AML Board Reporting & Training; and
  • Compliance Project Guidance & Management.

Read more about our Compliance & Risk Support Services, here.

Regulatory Advisory Support
  • Supporting organisations through the regulatory engagement lifecycle from authorisation through to ongoing reporting and engagement with the Central Bank of Ireland;
  • Regulatory Authorisation Application Support – supporting and guiding organisations through the Central Bank of Ireland’s Authorisation Process (e.g. IDR Authorisation);
  • Regulatory Engagement Support – ongoing support to organisations through the regulatory engagement lifecycle to help ensure a robust and centralised regulatory engagement approach and process is in place.

Read more about our Regulatory Advisory Support Services, here.

Regulatory Change & Project Management Support
  • Supporting organisations through regulatory change;
  • Undertaking gap analysis against regulatory requirements;
  • Regulatory change analysis; and
  • Regulatory project management and support.

Read more about our Regulatory Change & Project Management Support Services, here.

Regulatory Reporting
  • Reviewing your existing returns to ensure they align with your financial accounting records and capture the required data;
  • Reviewing any written procedures you have in relation to the preparation of regulatory returns; and
  • Providing specialist expertise and understanding of the global regulatory landscape.

Read more about our Regulatory Reporting Services, here

Get specialist Risk & Regulatory support – request a callback now:

    Join Our Firm

    At EisnerAmper Ireland, we love doing great work. If you’re starting out on your career or you’re an experienced professional and you think that you would be a great fit for our Firm, we’d love to hear from you.

    Explore Current Vacancies