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EisnerAmper Ireland | Investment Firms | Financial Services | EisnerAmper Ireland Ireland

EisnerAmper Global

Investment Firms

The implementation of MiFID II into Irish law presents significant challenges and opportunities to investment firms and the funds industry.  Our specialist Financial Services team can help you mitigate these challenges and optimise the opportunities.

We provide the following specialist services to Investment Firms:

Capital & Financial Management
Capital & Financial Management
  • Management accounts
  • Payroll, VAT, Corporation Tax
  • Policies & procedures drafting
  • Preparation of statutory financial statements
  • Capital adequacy assessment & capital planning
    (pre and post authorisation)
  • PCF 11 – Head of Finance role holders
Governance/Organisational Effectiveness
Governance/Organisational Effectiveness
  • Risk Appetite Statement
  • Directors Compliance’ Statement
  • Board evaluation review
  • Change management
  • Internal audit
  • PCF 13 – Head of Internal Audit role holders
Regulatory Compliance
Regulatory Compliance
  • Regulatory returns (FINREP/COREP, Monthly metrics, CAR)
  • Pre-approval controlled functions role/support
  • Business plan reviews
  • Audit
  • Compliance monitoring
  • PCF 12 – Head of Compliance role holders
Risk Management
Risk Management
  • Risk & compliance design framework
  • Risk monitoring
  • ICAAP workshop & preparation
  • Administrative sanction support
  • Risk mitigation programme support
  • PCF 14 – Chief Risk Officer role holders

Tom Brennan

Risk & Regulatory Partner

As a Partner in the firm’s Risk & Regulatory team, Tom provides management & regulatory reporting, financial accounts preparation and ongoing advisory services to the firm’s domestic and international clients.  Tom specialises in compliance and regulatory risk management and has expertise in creating frameworks that comply with new regulations and making business models better through best-practice governance.  Tom also has experience in setting up and managing MiFID, UCITS and AIFMD regulated entities and assisting clients navigating Central Bank of Ireland regulations.

Tom’s clients include financial service entities (including funds and investment firms), internationally based corporate and private equity clients setting up, operating and/or investing in and through Ireland.

Tom was previously CFO and Director of Mercer Ireland, a global financial services company providing pension, insurance, fund management, HR, investment and management consulting services. As CFO, Tom managed finance teams of over 50 staff and was responsible for all aspects of treasury and finance including the preparation of management and statutory accounts, regulatory returns and setting policies and procedures. In this role, Tom was responsible for annual revenues of €150m.

Contact
6 The Courtyard Building
Carmanhall Road
Sandyford
Dublin 18, Ireland

Tel: +353 1 2934 209
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